Jeffrey Thomas Puntney

Blackrock Financial Management, Inc

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Current Employers

Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-02-03
WA	RA	APPROVED	2006-05-30

NY RA
APPROVED

Since 2022-02-03
WA RA
APPROVED

Since 2006-05-30

Branch Locations

Sammamish, WA • United States

50 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Blackrock Financial Management	New York	NY	02/2003	Present
Blackrock Investments, Inc.	New York	NY	02/2003	Present

02/2003 → Present

Blackrock Financial Management

New York, NY
02/2003 → Present

Blackrock Investments, Inc.

New York, NY

Previous Registrations

2005-09-30 → 2006-05-31

Blackrock Capital Management, Inc.

Wilmington, DE

Seattle, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-09-27
S63	Uniform Securities Agent State Law Examination	2000-08-28

S65 Uniform Investment Adviser Law Examination

2005-09-27
S63 Uniform Securities Agent State Law Examination

2000-08-28

View on SEC IAPD

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