Jason Lee Rice

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-01-03

TX RA
APPROVED

Since 2011-01-03

Branch Locations

10999 Interstate 10 5Th Fl [Ta-Rbo], San Antonio, TX 78230 • United States

10999 W Interstate 10 5Th Fl/Ste 5000, San Antonio, TX 78230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, N.A.	San Antonio	TX	08/2008	Present
Wells Fargo Advisors Llc	San Antonio	TX	01/2011	11/2016
Wells Fargo Clearing Services, Llc	San Antonio	TX	11/2016	Present

08/2008 → Present

Wells Fargo Bank, N.A.

San Antonio, TX
01/2011 → 11/2016

Wells Fargo Advisors Llc

San Antonio, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

San Antonio, TX

Previous Registrations

2006-06-30 → 2011-01-03

Wells Fargo Investments, Llc

San Antonio, TX

Plano, TX

Other Businesses

C3H2RW PARTNERSHIP LLLP, INV RELATED, MERIDIAN, ID, 18% OWNERSHIP, START 2/8/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, INHERITED INTEREST IN ESTATE PLANNING REAL ESTATE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-08
S63	Uniform Securities Agent State Law Examination	2001-01-12

S66 Uniform Combined State Law Examination

2001-06-08
S63 Uniform Securities Agent State Law Examination

2001-01-12

Designations

View on SEC IAPD