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Andrew Sheldon Johnson

Momentum Independent Network Inc.

Santa Monica, CA

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Current Employers
Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-02-02
  • CA RA
    APPROVED
    Since 2005-02-02

Branch Locations

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sws Financial Services Santa Monica CA 12/2004 Present
  • 12/2004 → Present
    Sws Financial Services
    Santa Monica, CA
Previous Registrations
  • 2002-05-06 → 2004-12-01
    A. G. Edwards & Sons, Inc.
    Torrance, CA
  • 2001-01-09 → 2002-05-07
    Prudential Equity Group, Llc
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-11-24
S65 Uniform Investment Adviser Law Examination 2000-11-21
  • S63 Uniform Securities Agent State Law Examination
    2000-11-24
  • S65 Uniform Investment Adviser Law Examination
    2000-11-21

View on SEC IAPD

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