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Colette Lanphier

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-11-16
TX RA APPROVED 2023-11-16
  • IL RA
    APPROVED
    Since 2023-11-16
  • TX RA
    APPROVED
    Since 2023-11-16

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 10/2008 Present
Jpmorgan Chase Bank, N.A. Chicago IL 11/2016 Present
Previous Registrations
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2005-08-01 → 2006-09-27
    Banc One Securities Corporation
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-05
S66 Uniform Combined State Law Examination 2005-07-29
S63 Uniform Securities Agent State Law Examination 2000-10-23
  • S65 Uniform Investment Adviser Law Examination
    2024-03-05
  • S66 Uniform Combined State Law Examination
    2005-07-29
  • S63 Uniform Securities Agent State Law Examination
    2000-10-23
Designations
Other Names
  • Colette Liane Lanphier

View on SEC IAPD

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