Paul Michael Rotell

Current Employers

Employment History

• 04/2011 → 07/2018
  Nfp Securities, Inc.
  New York, NY
• 01/1994 → Present
  Rotell & Associates
  Boston, MA
• 07/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2009-05-04 → 2009-09-25
  New England Securities
  Boston, MA
• 2002-03-24 → 2006-06-07
  Putnam Investment Management, Llc
  Boston, MA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 07/24/18. 2) INSURANCE SALES- LIFE AND LTC, 308 SHAWMUT AVE, UNIT 3, BOSTON, MA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/15/09, INV REL, 4 HR/MO- 4/TRADING HR. 3) 3 Franklin Street Condo Trust, Accountant/Bookkeeper, 3 Franklin Street Provincetown MA, 08/06/2021, nir, 1 hr/mo- 0/trading hr. 4) Condo Rental, Paul Rotell, 308 Shawmut Ave., Unit 3, Boston, MA 02118, owner since 1/1/10, non-investment related, 10/year, 0/trading. 5) PAUL MICHAEL FINANCIAL BOSTON, MA, 01/1994, PREPARE TAX DOCUMENTS AND ACCOUNTING SERVICES NIR-200/YR-10/TRADING. 6) PAUL MICHAEL FINANCIAL, West Palm Beach FL 33401, United States, 07/24/2018, IAR, DBA Name, INV REL, 160HR/MO-120HR/TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-02
• S65 Uniform Investment Adviser Law Examination
  2002-02-15
• S63 Uniform Securities Agent State Law Examination
  2000-08-31

Designations