Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-26
CA RA APPROVED 2020-01-10
  • TX RA
    APPROVED_RES
    Since 2023-09-26
  • CA RA
    APPROVED
    Since 2020-01-10

Branch Locations

800 H Street, Sacramento, CA 95814 • United States

1705 Iron Point Road, Ste 100, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 01/2020
Lpl Financial Llc Sacramento CA 01/2020 Present
Sacramento Credit Union Sacramento CA 01/2020 Present
  • 01/2013 → 01/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2020 → Present
    Sacramento, CA
  • 01/2020 → Present
    Sacramento Credit Union
    Sacramento, CA
Previous Registrations
  • 2003-11-19 → 2020-01-16
    Cetera Wealth Services, Llc
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Rancho Cordova, CA
    Roseville, CA
  • 2002-08-20 → 2002-09-13
    Brecek & Young Advisors, Inc.
    Folsom, CA
  • 2002-03-26 → 2002-08-07
    Morgan Stanley Dw Inc.
    Sacramento, CA
Other Businesses

1)01/02/2020 - SCU Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 12/2002 - 160 hr/mth 2)01/02/2020 - RENTAL PROPERTY - Owner - inv rel - Sacramento, CA - start: 06/2009

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-18
  • S66 Uniform Combined State Law Examination
    2000-12-18

View on SEC IAPD

More in Sacramento, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor