Jean Carlo Ferrer

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-07-10
CA	RA	APPROVED	2013-12-18

TX RA
APPROVED_RES

Since 2019-07-10
CA RA
APPROVED

Since 2013-12-18

Branch Locations

Promenade One 17802 Ih 10 W Suite 210, San Antonio, TX 78257 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	San Diego	CA	12/2013	Present

12/2013 → Present

Ubs Financial Services Inc.

San Diego, CA

Previous Registrations

2009-06-01 → 2014-01-03

Morgan Stanley

San Diego, CA

San Diego, CA
2006-12-13 → 2009-06-01

Citigroup Global Markets Inc.

San Diego, CA
2002-07-24 → 2006-12-19

Banc Of America Investment Services, Inc.

San Diego, CA

San Diego, CA

San Ysidro, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-07-23
S63	Uniform Securities Agent State Law Examination	2000-09-05

S66 Uniform Combined State Law Examination

2002-07-23
S63 Uniform Securities Agent State Law Examination

2000-09-05

Other Names

Jean Carlo Villagomez
Jean Carla Ferrer

View on SEC IAPD