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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-08-07
  • HI RA
    APPROVED
    Since 2025-08-07

Branch Locations

1288 Ala Moana Blvd. Ste #110, Honolulu, HI 96814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankoh Investment Services, Inc. Honolulu HI 08/2007 Present
Cetera Investment Services Llc St Cloud MN 08/2025 Present
Cetera Investment Advisers Llc Honolulu HI 08/2025 Present
  • 08/2007 → Present
    Bankoh Investment Services, Inc.
    Honolulu, HI
  • 08/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2025 → Present
    Honolulu, HI
Previous Registrations
  • 2014-07-17 → 2025-08-11
    Bankoh Investment Services, Inc.
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Kailua, HI
    Honolulu, HI
    Kaneohe, HI
    Honolulu, HI
    Honolulu, HI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-16
S63 Uniform Securities Agent State Law Examination 2000-10-12
  • S65 Uniform Investment Adviser Law Examination
    2014-07-16
  • S63 Uniform Securities Agent State Law Examination
    2000-10-12

View on SEC IAPD

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