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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-03-24
  • MI RA
    APPROVED
    Since 2016-03-24

Branch Locations

St Joseph, MI • United States

4100 Edison Lakes Parkway Suite 220, Mishawaka, IN 46545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments Inc Madison WI 03/2016 Present
Previous Registrations
Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers. 2)Family Focus Financial - DBA 3)Overflowing Resources | 2620 S Cleveland Avenue, Suite 205, St. Joseph, MI 49085 | Author | Description: Has written one book and is working on two others | Beginning 1/2012 | 5 hours per month, 0 during trading hours | Paid for number of books sold | Not investment related 4)Kingdom Estates | 2620 S Cleveland Avenue, Suite 205, St. Joseph, MI 49085 | Building manager | Description: Manage the building our office is in which is owned by my wife and includes other tenants | Beginning 9/2020 | 3 hours per month, 0 during trading hours | Unpaid | Not investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-02-05
S65 Uniform Investment Adviser Law Examination 2010-07-22
  • S63 Uniform Securities Agent State Law Examination
    2013-02-05
  • S65 Uniform Investment Adviser Law Examination
    2010-07-22
Designations

View on SEC IAPD

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