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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-29
TX RA APPROVED 2024-02-28
  • NJ RA
    APPROVED
    Since 2024-02-29
  • TX RA
    APPROVED
    Since 2024-02-28

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Summit NJ 03/1995 Present
J.P. Morgan Securities Llc Summit NJ 09/2000 Present
Other Businesses

Entity Name: Paper Mill Playhouse Investment related: No Address: 22 Millburn NJ Nature of the other business: Not-for-profit; regional theatre Position/Title/Relationship: Trustee Start Date: 23-Sep-2015 Approximate # of hours a month: 4 Approximate # of hours during securities trading hours: 30 Briefly describe your duties: Trustee

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-28
S63 Uniform Securities Agent State Law Examination 2001-08-17
  • S65 Uniform Investment Adviser Law Examination
    2024-02-28
  • S63 Uniform Securities Agent State Law Examination
    2001-08-17
Other Names
  • Deborah Ann Kennedy

View on SEC IAPD

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