Brian Christopher Haynes

Current Employers

Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2022-12-12

AL RA
APPROVED

Since 2022-12-12

Branch Locations

1736 Oxmoor Road Suite 204, Birmingham, AL 35209 • United States

1927 1St Avenue North, Birmingham, AL 35203-0686 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sterne Agee Financial Services Inc	Birmingham	AL	01/2010	Present
Sterne Agee Investment Advisor Services, Inc.	Birmingham	AL	06/2016	Present

01/2010 → Present

Sterne Agee Financial Services Inc

Birmingham, AL
06/2016 → Present

Sterne Agee Investment Advisor Services, Inc.

Birmingham, AL

Previous Registrations

2016-06-30 → 2022-12-12

Stonex Advisors Inc.

Birmingham, AL

Birmingham, AL
2010-11-08 → 2016-06-30

Intl Advisory Consultants Inc.

Birmingham, AL

Birmingham, AL
2007-02-13 → 2010-01-14

Morgan Keegan & Company, Llc

Birmingham, AL

Birmingham, AL
2004-07-15 → 2007-02-13

Amsouth Investment Management Company Llc

Birmingham, AL

Other Businesses

1)MUSICIAN; Not Investment related; 1816 28th Avenue South, Suite D, Birmingham, AL 35209. PERFORMANCES; MUSICIAN; 1994; 10 HOURS PER MONTH; 0 DURING SEC TRADING HOURS; MUSICAL PERFORMANCES FOR SPECIAL EVENTS. 2)Haynes Advisory, LLC (DBA) 1816 28th Avenue South, Suite D Birmingham, AL 35209. Financial Advisor Investment Related Owner/Principal Independent Financial advisory practice, Full Time Approximately December 2010 All market hrs spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-29

S66 Uniform Combined State Law Examination

2000-09-29

View on SEC IAPD