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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-25 |
| IL | RA | APPROVED | 2021-03-24 |
Branch Locations
15901 Wolf Road, Orland Park, IL 60467 • United States
8400 West 159Th Street, Orland Park, IL 60462 • United States
4050 West 147Th Street, Midlothian, IL 60445 • United States
18084 S. Wolf Road, Orland Park, IL 60467 • United States
Tinley Park, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris Investor Services Inc | Hammond | IN | 12/2005 | 03/2021 |
| Lpl Financial Llc | Orland Park | IL | 03/2021 | Present |
1) 2/26/2021 - No Business Name - Investment Related - Chicago, IL 60652 - Real Estate Rental - Owner - Start Date: 2/14/2014 - 3 Hours Per Month/0 Hours During Securities Trading. 2) 1/24/2022 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-01 |
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