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Charles Michael Heaphy

J.P. Morgan Securities LLC

Los Angeles, CA

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-04
TX RA APPROVED 2025-08-04
  • CA RA
    APPROVED
    Since 2025-08-04
  • TX RA
    APPROVED
    Since 2025-08-04

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 04/2025 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 07/2023 Present
First Republic Bank Los Angeles CA 10/2010 07/2023
  • 04/2025 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 10/2010 → 07/2023
    First Republic Bank
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-04
  • S66 Uniform Combined State Law Examination
    2025-08-04

View on SEC IAPD

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