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One Columbus Plaza, New Haven, CT 06510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-03-13 |
Branch Locations
One Columbus Plaza, New Haven, CT 06510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Prosser | WA | 04/2007 | 02/2019 |
| State Of Washington | Olympia | WA | 01/2017 | 01/2021 |
| New York Life Insurance Co. | Spokane | WA | 02/2021 | 08/2023 |
| Nylife Securities, Llc | Spokane | WA | 03/2021 | 08/2023 |
| Knights Of Columbus Insurance | Prosser | WA | 10/2023 | Present |
| Unemployed | Prosser | WA | 08/2023 | 09/2023 |
Knights of Columbus Insurance, non-investment related, life insurance, Field Agent, Selling life insurance, long term care, disability income and annuities, Start Date: (10/2023), 80 hours a month. Prosser Vineyard and Winery; Business Ownership; Start date 04/2009; 8 hours per month, 0 during securities trading hours; non-investment related; 25334 1545 PRSW Prosser, WA 99350; make wine Rental Property 1205 Meade Ave; commercial real estate property; 1205 Meade Ave Prosser WA 99350; start 12/2014; Owner; rental income; 1 hour per month, 0 during securities trading hours; real estate related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-17 |
| S66 | Uniform Combined State Law Examination | 2007-06-08 |
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