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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-01
TX RA APPROVED_RES 2021-09-13
NC RA APPROVED 2009-04-22
  • FL RA
    APPROVED
    Since 2024-03-01
  • TX RA
    APPROVED_RES
    Since 2021-09-13
  • NC RA
    APPROVED
    Since 2009-04-22

Branch Locations

Bay Harbor Island, FL • United States

396 Alhambra Cir 8Th Fl, Coral Gables, FL 33134 • United States

6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Previous Registrations
Other Businesses

TRUSTEE FOR BROTHER; INVESTMENT RELATED; CHARLOTTE, NC; START DATE = 03/28/04; ONE HOUR DEVOTED PER MONTH; NONE DURING TRADING HOURS. SOUTH HILL HOMEOWNERS ASSOCIATION, NOT INV. RELATED, CHARLOTTE, NC. BOARD MEMBER, START: 3/1/18, 2 HOURS/MONTH, 0 DURING TRADING, OVERSEES MAINTENANCE AND EXPENSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-31
  • S66 Uniform Combined State Law Examination
    2000-10-31
Other Names
  • Richard F Stolar

View on SEC IAPD

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