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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-01 |
| TX | RA | APPROVED_RES | 2021-09-13 |
| NC | RA | APPROVED | 2009-04-22 |
Branch Locations
Bay Harbor Island, FL • United States
396 Alhambra Cir 8Th Fl, Coral Gables, FL 33134 • United States
6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
TRUSTEE FOR BROTHER; INVESTMENT RELATED; CHARLOTTE, NC; START DATE = 03/28/04; ONE HOUR DEVOTED PER MONTH; NONE DURING TRADING HOURS. SOUTH HILL HOMEOWNERS ASSOCIATION, NOT INV. RELATED, CHARLOTTE, NC. BOARD MEMBER, START: 3/1/18, 2 HOURS/MONTH, 0 DURING TRADING, OVERSEES MAINTENANCE AND EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-31 |
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