Elmer Richard Ferguson

Current Employers

Employment History

• 02/2007 → 08/2017
  Barney &Amp; Barney Llp
  San Diego, CA
• 01/2009 → 07/2018
  Sagepoint Financial, Inc
  San Diego, CA
• 11/2014 → 02/2019
  Marsh & Mclennan Agency
  San Diego, CA
• 09/2015 → 02/2019
  Mma Securities Llc
  San Diego, CA
• 02/2019 → Present
  Onedigital Investment Advisors Llc
  Overland Park, KS
• 02/2019 → 12/2019
  Triad Advisors
  Lafayette, CA

Previous Registrations

• 2015-09-02 → 2019-03-13
  Mma Securities Llc
  San Francisco, CA
  San Diego, CA
  San Francisco, CA
• 2013-03-28 → 2018-07-19
  Osaic Services, Inc.
  San Francisco, CA
  San Diego, CA
• 2014-12-05 → 2015-10-07
  Mmc Securities Llc
  San Francisco, CA
  New York, NY
  San Francisco, CA
• 2004-04-22 → 2007-03-14
  Park Avenue Securities Llc
  San Diego, CA
  San Diego, CA

Other Businesses

1) Ferguson Holdings LLC; not investment related; Aledo, IL 61231; holding company for rental real estate; owner/president; 3/1/2015; 5 hrs/month; 0 hrs during trading; review operational reports and accounts 2) Ferg's Public House, Inc; not investment related; Aledo, IL 61231; bar/restaurant; owner/president; 9/1/2017; 5 hrs/month; 0 hrs during trading; review operational reports and accounts 3) Fixed insurance sales and service; investment related; 1450 Maria Lane, Suite 400, Walnut Creek CA 94596; sales and service of non-variable insurance products; agent; 07/31/2001; 4 hrs/month; 1 hr during trading; sales and service of non-variable insurance products

Exams

• S66 Uniform Combined State Law Examination
  2013-02-28
• S63 Uniform Securities Agent State Law Examination
  2000-11-14

Other Names

• Rick Ferguson
• Elmer Richard Ferguson
• Elmer Ferguson
• Richard Ferguson