Anthony J Ruzzo

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2002-09-27
RI	RA	APPROVED	2001-02-09

TX RA
APPROVED

Since 2002-09-27
RI RA
APPROVED

Since 2001-02-09

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America,N.A.	Providence	RI	06/2011	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	07/2000	Present

06/2011 → Present

Bank Of America,N.A.

Providence, RI
07/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

Other Businesses

I*136312 For profit or not for profit: For-Profit Organization Name of outside business organization: Ruzzo Racing LLC Investment related: Address of business: North Smithfield, Rhode Island 2896 Nature of business: LLC, Compensation for Activity: Position, title, association: Family Held, Start date of relationship: 2/23/2021 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: i have established an LLC to purchase future small interests in Thoroughbred Horse s. these horse will race for prize money at various tracks in the USA. the cost per horse will range from $2-10k. this is purely a hobby for my wife and I.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-11-03

S66 Uniform Combined State Law Examination

2000-11-03