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Current Employers
Normandy Investment Advisors

12728 State Line Rd., Leawood, KS 66209 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-11
KS RA APPROVED 2021-09-30
TX RA APPROVED 2021-09-30
  • FL RA
    APPROVED
    Since 2026-05-11
  • KS RA
    APPROVED
    Since 2021-09-30
  • TX RA
    APPROVED
    Since 2021-09-30

Branch Locations

Leawood, KS • United States

12728 State Line Rd., Leawood, KS 66209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Wealth Advisors, Llc Overland Park KS 08/2006 01/2017
Normandy Investment Advisors Leawood KS 09/2021 Present
Commonwealth Financial Network Waltham MA 08/2006 09/2021
Previous Registrations
  • 2006-08-11 → 2021-10-01
    San Diego, CA
    Overland Park, KS
  • 2006-08-29 → 2011-03-28
    Summit Wealth Advisors, Llc
    Overland Park, KS
  • 2000-12-01 → 2006-08-14
    Overland Park, KS
    Overland Park, KS
  • 2001-06-28 → 2006-08-08
    Legacy Financial Group, Inc.
    Overland Park, KS
  • 2000-12-26 → 2003-03-26
    Gateway Wealth Management, Inc.
    Overland Park, KS
Other Businesses

1. Fixed insurance sales, as insurance agent, conducted at branch location, investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-17
  • S66 Uniform Combined State Law Examination
    2000-10-17
Designations

View on SEC IAPD

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