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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-06 |
Branch Locations
520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States
300 Crescent Ct Pbig - Dallas Private Wealth, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Plano | TX | 04/2011 | 05/2018 |
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 05/2018 | 02/2025 |
| Jpmorgan Securities, Llc. | Dallas | TX | 05/2018 | 02/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-21 |
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