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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-03-04 |
| MA | RA | APPROVED | 2023-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/2005 | 10/2016 |
| Fidelity | Boston | MA | 10/2016 | 04/2017 |
| State Street Global Advisors Trust Company | Boston | MA | 04/2017 | 06/2019 |
| State Street Global Advisors Funds Distributors Llc | Boston | MA | 04/2017 | 06/2019 |
| Resolute Investment Services | Norfolk | MA | 06/2019 | 11/2022 |
| American Beacon Advisors, Inc. | Irving | TX | 12/2020 | 11/2022 |
| Lpl Financial Llc | Boston | MA | 06/2023 | Present |
| Adhesion Wealth | Charlotte | NC | 12/2022 | 06/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-23 |
| S66 | Uniform Combined State Law Examination | 2002-04-20 |
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