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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-03-04
MA RA APPROVED 2023-07-18
  • ME RA
    APPROVED
    Since 2026-03-04
  • MA RA
    APPROVED
    Since 2023-07-18

Branch Locations

201 Washington St Ste 300, Boston, MA 02108 • United States

Scarborough, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/2005 10/2016
Fidelity Boston MA 10/2016 04/2017
State Street Global Advisors Trust Company Boston MA 04/2017 06/2019
State Street Global Advisors Funds Distributors Llc Boston MA 04/2017 06/2019
Resolute Investment Services Norfolk MA 06/2019 11/2022
American Beacon Advisors, Inc. Irving TX 12/2020 11/2022
Lpl Financial Llc Boston MA 06/2023 Present
Adhesion Wealth Charlotte NC 12/2022 06/2023
  • 09/2005 → 10/2016
    Waltham, MA
  • 10/2016 → 04/2017
    Fidelity
    Boston, MA
  • 04/2017 → 06/2019
    State Street Global Advisors Trust Company
    Boston, MA
  • 04/2017 → 06/2019
    State Street Global Advisors Funds Distributors Llc
    Boston, MA
  • 06/2019 → 11/2022
    Resolute Investment Services
    Norfolk, MA
  • 12/2020 → 11/2022
    Irving, TX
  • 06/2023 → Present
    Boston, MA
  • 12/2022 → 06/2023
    Adhesion Wealth
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-23
S66 Uniform Combined State Law Examination 2002-04-20
  • S65 Uniform Investment Adviser Law Examination
    2020-11-23
  • S66 Uniform Combined State Law Examination
    2002-04-20
Other Names
  • Alicia Michelle Nisbery
  • Alicia Michelle Nisberg

View on SEC IAPD

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