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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-05-09
TX RA APPROVED_RES 2019-05-09
  • PA RA
    APPROVED
    Since 2019-05-09
  • TX RA
    APPROVED_RES
    Since 2019-05-09

Branch Locations

601 New Britain Rd Bld 100, Ste 120, Doylestown, PA 18901 • United States

630 Freedom Business Center Dr 3Rd Floor, King Of Prussia, PA 19406 • United States

Doylestown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Philadelphia PA 08/2008 04/2019
Lpl Financial Llc Philadelphia PA 05/2019 Present
  • 08/2008 → 04/2019
    Ameriprise Financial Services, Inc.
    Philadelphia, PA
  • 05/2019 → Present
    Philadelphia, PA
Previous Registrations
Other Businesses

1) 04/12/2019 - BARRY A. RUCKS & ASSOCIATES - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location - start: 04/2019 2) 03/04/2019 - 143, Family. A Wealth Management Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 04/2019 - 160 hr/mth 3) 4/7/2020 - Radian Advisory - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/24/2019 - 160 Hours Per Month During Securities Trading. 4) 05/18/2023 - Claire Reid Wealth Advisory - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2023 - 40 hours per month/ during trading 5) 12/02/2025 - Claire Reid Cabinet - Other - Wellness Products & Education - Founder/ Owner - Not Investment Related - Richboro, PA - Start Date 11/13/2025 - 5 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-05
  • S66 Uniform Combined State Law Examination
    2004-05-05

View on SEC IAPD

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