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Michael D Rott

Ameriprise Financial Services, LLC

Hiawatha, IA

Marion, IA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-03-10
TX RA APPROVED 2021-03-10
  • IA RA
    APPROVED
    Since 2021-03-10
  • TX RA
    APPROVED
    Since 2021-03-10

Branch Locations

99 N Center Point Rd, Hiawatha, IA 52233 • United States

Marion, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Advisors Midamerica, Inc Hiawatha IA 10/2012 03/2021
Minnesota Life Ins Co St Paul MN 10/2012 03/2021
Securian Financial Services, Inc St Paul MN 10/2012 03/2021
Ameriprise Financial Services Llc Hiawatha IA 03/2021 Present
  • 10/2012 → 03/2021
    Securian Advisors Midamerica, Inc
    Hiawatha, IA
  • 10/2012 → 03/2021
    Minnesota Life Ins Co
    St Paul, MN
  • 10/2012 → 03/2021
    Securian Financial Services, Inc
    St Paul, MN
  • 03/2021 → Present
    Ameriprise Financial Services Llc
    Hiawatha, IA
Previous Registrations
  • 2012-12-19 → 2021-03-15
    Securian Financial Services, Inc.
    Cedar Rapids, IA
Other Businesses

Independent Insurance Brokering; North Risk Partners; 03/25/2021; Health.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-09
  • S63 Uniform Securities Agent State Law Examination
    2000-08-09
Designations
Other Names
  • Michael D Rott
  • Michael Duane Rott

View on SEC IAPD

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PFS INVESTMENTS INC. · HIAWATHA , IA
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THRIVENT INVESTMENT MANAGEMENT INC. · Hiawatha, IA
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