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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2008-12-08
TX RA APPROVED 2008-12-04
  • PA RA
    APPROVED
    Since 2008-12-08
  • TX RA
    APPROVED
    Since 2008-12-04

Branch Locations

2101 Oregon Pike, Lancaster, PA 17601-4604 • United States

Lancaster, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc Lancaster PA 12/2008 Present
City National Bank Lancaster PA 06/2017 Present
Previous Registrations
  • 2007-04-02 → 2008-12-05
    Morgan Stanley & Co. Llc
    Lancaster, PA
  • 2006-04-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lancaster, PA
    Lancaster, PA
Other Businesses

1) MANHEIM TOWNSHIP FOOTBALL ASSOCIATION; ADDRESS: PO BOX 5101 LANCASTER, PA 17606; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT PARENT VOLUNTEER BOOSTER CLUB; CAPACITY: BOARD OF DIRECTORS; START DATE: 01/23/2019; DUTIES: PRESIDENT OF THE BOARD, GUIDE STRATEGIC DECISIONS AND ORGANIZE VOLUNTEER TEAMS FOR OPERATIONAL ACTIVITIES ASSOCIATED WITH FUNDRAISING FOR THE NON-PROFIT TO PROVIDE RESOURCES TO COACHES AND STUDENT ATHLETES OF MANHEIM TOWNSHIP HIGH SCHOOL; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 01; 2) Name of Entity: Pennsylvania State University Football Non-Investment related Address of Entity: 201 Hastings Road, State College, PA 16801 Nature of OBA: College Football Position/Title/Relationship: Other; Volunteer to teach financial and business literacy to student athletes Projected start date: 06/12/23 Time Devoted: 2 hours; 1 hour during securities trading hours Duties: Educate on the topics of ENTREPRENEURSHIP HOW TO GENERATE REVENUE THAT IS PROFITABLE SCHOLASTIC TIMELINES CEPA RESOURCES 7 WAYS TO SELL A COMPANY VALUE ACCELERATION PROCESS -WEALTH GAP -PROFIT GAP -VALUE GAP HOW TO MAKE REV. PROFITABLE WITH GROWTH. 3 -PHASES OF A BUSINESS -HOW TO BUILD A TEAM ACCOUNTABILITY: GUY IN THE MIRROR DISCIPLINE: CREATING GOOD FINANCIAL HABITS. Financial Literacy / Wealth Education: LIQUIDITY MANAGEMENT LIABILITY MANAGEMENT - EXPENSES, DEBT RETIREMENT - FUNDING - OWNER ONLY 401K - SIMPLE 401 (K) - ROTH INSURANCE: LIFE, DISABILITY, LIABILITY WILL, POA, DIRECTIVES, ESTATE PLANNING, TRUST PLANNING GIFTING DURING LIFETIME CHARITY FAMILY INVESTING/INVESTMENTS BUSINESS OWNERS - INTEREST VS SUCCESSION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-04
  • S66 Uniform Combined State Law Examination
    2001-04-04
Other Names
  • Shayne W Beecher

View on SEC IAPD

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