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Eric Mathew Long

Wells Fargo Clearing Services, LLC

Peoria, AZ

Peoria, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2019-11-21
AZ RA APPROVED 2018-05-29
  • NV RA
    APPROVED
    Since 2019-11-21
  • AZ RA
    APPROVED
    Since 2018-05-29

Branch Locations

16165 N 83Rd Ave Ste 140 [Py-Rbo], Peoria, AZ 85382 • United States

16165 N 83Rd Ave Ste 140, Peoria, AZ 85382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-14
S63 Uniform Securities Agent State Law Examination 2000-11-29
  • S66 Uniform Combined State Law Examination
    2007-08-14
  • S63 Uniform Securities Agent State Law Examination
    2000-11-29
Other Names
  • Eric Matthew Long

View on SEC IAPD

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