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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2006-10-27
  • FL RA
    APPROVED
    Since 2006-10-27

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Orlando FL 12/2003 Present
Previous Registrations
  • 2001-08-30 → 2003-12-19
    Morgan Stanley Dw Inc.
    Winter Park, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-09
S63 Uniform Securities Agent State Law Examination 2001-01-04
  • S66 Uniform Combined State Law Examination
    2006-06-09
  • S63 Uniform Securities Agent State Law Examination
    2001-01-04
Other Names
  • Gabriela Nicoleta Mosu
  • Gabriela Nicoleta Sayre

View on SEC IAPD

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