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Park City, UT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-02 |
| CO | RA | APPROVED | 2025-12-02 |
| ID | RA | APPROVED | 2022-02-25 |
| TX | RA | APPROVED | 2021-05-28 |
| UT | RA | APPROVED | 2021-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grinnell Capital, Llc Fka D & F Investment Partners, Llc | Park City | UT | 10/2020 | Present |
| Mml Investor Services, Llc | Denver | CO | 03/2018 | 01/2020 |
| Rbc Capital Markets, Llc | Denver | CO | 03/2015 | 10/2017 |
| Unemployed | Denver | CO | 11/2017 | 02/2018 |
| Unemployed | Park City | UT | 02/2020 | 09/2020 |
| D & F Real Estate Partners Llc | Park City | UT | 12/2021 | Present |
| Grinnell Capital, Llc Fka D & F Investment Partners, Llc | Park City | UT | 03/2021 | Present |
| Grinnell Capital, Llc | Park City | UT | 10/2022 | Present |
| Grinnell Capital, Llc | Park City | UT | 03/2023 | Present |
D & F Real Estate Partners LLC; Park City, UT; Co-founder; Rental Real Estate; Minimal time spent monthly; No crossover clients. Grinnell Capital, LLC; Park City, UT; Outsourced CIO; Provide CIO services for other RIA firms; Less than 5% of time spent. Grinnell Capital, LLC; Park City, UT; Consultant; Provide consulting services for non-advisory services; Approximately 5% of time spent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-27 |
| S65 | Uniform Investment Adviser Law Examination | 2002-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-12 |
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