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Atlanta, GA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-25 |
| GA | RA | APPROVED | 2016-08-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chris Morris & Assoc. Pc | Tucker | GA | 03/1990 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2016 | Present |
| Wall Street Advisors D/B/A Cma Financial Services | Atlanta | GA | 07/2016 | Present |
| Jessica's Enterprises, Ltd | Atlanta | GA | 05/1996 | Present |
| Cma Financial Services, Llc | Dunwoody | GA | 07/2016 | Present |
1) CHRIS MORRIS & ASSOC, PC. 2181 NORTHLAKE PKWY BLDG 6 STE 122 TUCKER GA 30084. NOT INVEST-RELATED. CPA PRACTICE. OFFICER/PRESIDENT. 3/1990. APPROX 160 HRS/MTH. 2) Wall Street Advisors d/b/a CMA Financial Services, LLC. Investment Related. At registered location. RIA. Chairman. 07/2016. 50 Hrs/Wk; 50 Hrs During Trading Hours. Sales and Client Meetings. 3) Jessica's Enterprises, LTD. Not Investment Related. At registered location. Insurance Agency. Treasurer. 05/1996. 40 Hrs/Mo; 30 During Trading Hours. Sales of Insurance & Annuities. 4) The Estate of Henrietta Morris. Not Investment Related. At registered location. Rental Home in TX. Executor. 10/2003. 1 Hr/Mo; 0 During Trading Hours. Deposit Checks & Communicate w/ Property Management Firm. 5) PKS Financial Services. Investment Related. At registered location. Insurance Agency Sales. Contractor. 08/2016. 5 Hrs/Mo; All During Trading Hours. Review Insurance Needs of Clients and Write Insurance Policies for Clients and Prospects. 6)BOOK PUBLICATION; NOT INVESTMENT RELATED; At registered location; 11/2017; PUBLISHING A BOOK; AUTHOR; 3 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-18 |
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