Best Investors Account Sign in

Christopher Owen Morris

Cma Financial Services

Atlanta, GA

Claim This Profile
Current Employers
Cma Financial Services

Atlanta, GA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-25
GA RA APPROVED 2016-08-03
  • TX RA
    APPROVED_RES
    Since 2018-04-25
  • GA RA
    APPROVED
    Since 2016-08-03

Branch Locations

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Chris Morris & Assoc. Pc Tucker GA 03/1990 Present
Purshe Kaplan Sterling Investments Albany NY 07/2016 Present
Wall Street Advisors D/B/A Cma Financial Services Atlanta GA 07/2016 Present
Jessica's Enterprises, Ltd Atlanta GA 05/1996 Present
Cma Financial Services, Llc Dunwoody GA 07/2016 Present
  • 03/1990 → Present
    Chris Morris & Assoc. Pc
    Tucker, GA
  • 07/2016 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 07/2016 → Present
    Wall Street Advisors D/B/A Cma Financial Services
    Atlanta, GA
  • 05/1996 → Present
    Jessica's Enterprises, Ltd
    Atlanta, GA
  • 07/2016 → Present
    Cma Financial Services, Llc
    Dunwoody, GA
Previous Registrations
Other Businesses

1) CHRIS MORRIS & ASSOC, PC. 2181 NORTHLAKE PKWY BLDG 6 STE 122 TUCKER GA 30084. NOT INVEST-RELATED. CPA PRACTICE. OFFICER/PRESIDENT. 3/1990. APPROX 160 HRS/MTH. 2) Wall Street Advisors d/b/a CMA Financial Services, LLC. Investment Related. At registered location. RIA. Chairman. 07/2016. 50 Hrs/Wk; 50 Hrs During Trading Hours. Sales and Client Meetings. 3) Jessica's Enterprises, LTD. Not Investment Related. At registered location. Insurance Agency. Treasurer. 05/1996. 40 Hrs/Mo; 30 During Trading Hours. Sales of Insurance & Annuities. 4) The Estate of Henrietta Morris. Not Investment Related. At registered location. Rental Home in TX. Executor. 10/2003. 1 Hr/Mo; 0 During Trading Hours. Deposit Checks & Communicate w/ Property Management Firm. 5) PKS Financial Services. Investment Related. At registered location. Insurance Agency Sales. Contractor. 08/2016. 5 Hrs/Mo; All During Trading Hours. Review Insurance Needs of Clients and Write Insurance Policies for Clients and Prospects. 6)BOOK PUBLICATION; NOT INVESTMENT RELATED; At registered location; 11/2017; PUBLISHING A BOOK; AUTHOR; 3 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-16
S63 Uniform Securities Agent State Law Examination 2000-09-18
  • S65 Uniform Investment Adviser Law Examination
    2002-05-16
  • S63 Uniform Securities Agent State Law Examination
    2000-09-18
Designations
Other Names
  • Chris Owen Morris

View on SEC IAPD

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor