Alex Kongkraphun

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2016-09-06

MD RA
APPROVED

Since 2016-09-06

Branch Locations

Baltimore, MD • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

226 Schilling Cir Ste 270, Hunt Valley, MD 21031-8657 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Baltimore	MD	09/2016	Present
N/A	Various Soccer Fields	MD	02/2022	Present
Deutsche Bank Securities Inc.	Hunt Valley	MD	10/2003	09/2016

09/2016 → Present

Raymond James & Associates, Inc.

Baltimore, MD
02/2022 → Present

N/A

Various Soccer Fields, MD
10/2003 → 09/2016

Deutsche Bank Securities Inc.

Hunt Valley, MD

Previous Registrations

2003-10-16 → 2016-09-06

Deutsche Bank Securities Inc.

Baltimore, MD

Baltimore, MD

Baltimore, MD

New York, NY

Other Businesses

Name of Business: N/A Investment Related: No Start Date: 02/2022 Position: Independent Contractor/Grassroots Soccer Referee Address: Bel Air, MD Hours Per Month: 2-10 Hours Per Month During Training Hours: 0-1 Duties: Referee/Coach

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-11-02

S66 Uniform Combined State Law Examination

2000-11-02

Other Names

Alex Kongraphun

View on SEC IAPD