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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-11-30
  • IL RA
    APPROVED
    Since 2022-11-30

Branch Locations

227 West Monroe Street, Chicago, IL 60606 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ballast Equity Management Oakbrook Terrace IL 04/2017 11/2022
Schwartz Capital Group Chicago IL 10/2016 02/2017
Unemployed Naperville IL 01/2016 10/2016
Baird Chicago IL 11/2022 Present
  • 04/2017 → 11/2022
    Ballast Equity Management
    Oakbrook Terrace, IL
  • 10/2016 → 02/2017
    Schwartz Capital Group
    Chicago, IL
  • 01/2016 → 10/2016
    Unemployed
    Naperville, IL
  • 11/2022 → Present
    Baird
    Chicago, IL
Previous Registrations
  • 2017-04-25 → 2022-12-06
    Qsv Equity Investors Llc
    Naperville, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-25
S63 Uniform Securities Agent State Law Examination 2001-01-03
  • S65 Uniform Investment Adviser Law Examination
    2017-04-25
  • S63 Uniform Securities Agent State Law Examination
    2001-01-03

View on SEC IAPD

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