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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-11-30 |
Branch Locations
227 West Monroe Street, Chicago, IL 60606 • United States
Naperville, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ballast Equity Management | Oakbrook Terrace | IL | 04/2017 | 11/2022 |
| Schwartz Capital Group | Chicago | IL | 10/2016 | 02/2017 |
| Unemployed | Naperville | IL | 01/2016 | 10/2016 |
| Baird | Chicago | IL | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-03 |
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