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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-11-27
TN RA APPROVED 2004-05-19
  • TX RA
    APPROVED_RES
    Since 2007-11-27
  • TN RA
    APPROVED
    Since 2004-05-19

Branch Locations

200 Prosperity Dr, Knoxville, TN 37923 • United States

Maryville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Knoxville TN 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

BLOUNT COUNTY BEE ASSOCIATION POSITION: Director NATURE: The organization educates and promotes the raising of honey bees. We have monthly meeting where they present experts in the field of raising bees and honey production. This is a community Club. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2021 ADDRESS: 3018 French Creek Rd., Knoxville TN 37920, United States DESCRIPTION: Discuss and select topics to be presented to the club and to help communicate bee associated information with the State of TN Association.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-14
S63 Uniform Securities Agent State Law Examination 2000-10-06
  • S66 Uniform Combined State Law Examination
    2004-05-14
  • S63 Uniform Securities Agent State Law Examination
    2000-10-06

View on SEC IAPD

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