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Alisa Lauren Guetzkow

Fidelity Institutional Wealth Adviser LLC

Rllng Hills Estates, CA

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Current Employers
Fidelity Institutional Wealth Adviser Llc

245 Summer Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-10-09
CA RA APPROVED 2024-10-08
  • RI RA
    APPROVED
    Since 2024-10-09
  • CA RA
    APPROVED
    Since 2024-10-08

Branch Locations

Rllng Hills Estates, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Select Distributors Llc Newport Beach CA 03/2016 09/2017
Prudential Insurance Company Of America Rancho Palos Verdes CA 09/2017 02/2020
Prudential Investment Management Services Llc Rancho Palos Verdes CA 09/2017 02/2020
Allianz Life Financial Services Llc Minneapolis MN 02/2020 01/2021
Allianz Life Insurance Company Of North America Minneapolis MN 02/2020 01/2021
Principal Funds Distributor, Inc Des Moines IA 01/2021 03/2024
Fidelity Investments Smithfield RI 04/2024 Present
Pacific Life Insurance Company Aliso Viejo CA 02/2016 09/2017
  • 03/2016 → 09/2017
    Pacific Select Distributors Llc
    Newport Beach, CA
  • 09/2017 → 02/2020
    Prudential Insurance Company Of America
    Rancho Palos Verdes, CA
  • 09/2017 → 02/2020
    Prudential Investment Management Services Llc
    Rancho Palos Verdes, CA
  • 02/2020 → 01/2021
    Allianz Life Financial Services Llc
    Minneapolis, MN
  • 02/2020 → 01/2021
    Allianz Life Insurance Company Of North America
    Minneapolis, MN
  • 01/2021 → 03/2024
    Principal Funds Distributor, Inc
    Des Moines, IA
  • 04/2024 → Present
    Fidelity Investments
    Smithfield, RI
  • 02/2016 → 09/2017
    Pacific Life Insurance Company
    Aliso Viejo, CA
Previous Registrations
Other Businesses

OBA-108519|OrgNmn:Residences of RHCC HOA Board|Org Addr:Rolling Hi,California,US|OBA Nature:Homeowners association Board |Invst Rel:N|Title:President|Duties:board member on the HOA - safety and maintenance within the community|StrtDt:04-01-24|TotHrs/mon:2|TrdHrs/mon:0|OBA-108456|OrgNmn:Tiger Bleu Trust|Org Addr:Costa Mesa,California,US|OBA Nature:rental property|Invst Rel:Y|Title:landlord & homeowner|Duties:landlord - collect rent, manage repairs|StrtDt:04-01-24|TotHrs/mon:1|TrdHrs/mon:0|OBA-108517|OrgNmn:Tiger Bleu Trust|Org Addr:Rolling Hi,California,US|OBA Nature:Trust that holds various real |Invst Rel:Y|Title:Trustee|Duties:trustee of the trust |StrtDt:04-01-24|TotHrs/mon:1|TrdHrs/mon:0|OBA-108520|OrgNmn:Rental Property - Sheephorn|Org Addr:Big Bear L,California,US|OBA Nature:short term rental property|Invst Rel:Y|Title:Trustee|Duties:homeowner |StrtDt:04-01-24|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-10
S63 Uniform Securities Agent State Law Examination 2006-11-28
  • S66 Uniform Combined State Law Examination
    2022-02-10
  • S63 Uniform Securities Agent State Law Examination
    2006-11-28
Other Names
  • Alisa Lauren Bang
  • Alisa L Bang
  • Alisa Lauren Guetzkow
  • Alisa Lauren Guetzkow
  • Alisa Guetzkow

View on SEC IAPD

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