Randall Bruce Simpson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-03-06
PA	RA	APPROVED	2025-03-06
SC	RA	APPROVED	2025-03-06

NC RA
APPROVED

Since 2025-03-06
PA RA
APPROVED

Since 2025-03-06
SC RA
APPROVED

Since 2025-03-06

Branch Locations

Swansboro, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Investment Center Inc	Swansboro	NC	08/2010	Present
Ic Advisory Services, Inc.	Swansboro	NC	08/2010	Present
Lpl Financial Llc	Swansboro	NC	03/2025	Present
Lpl Financial Llc	Swansboro	NC	03/2025	Present

08/2010 → Present

The Investment Center Inc

Swansboro, NC
08/2010 → Present

Ic Advisory Services, Inc.

Swansboro, NC
03/2025 → Present

Lpl Financial Llc

Swansboro, NC
03/2025 → Present

Lpl Financial Llc

Swansboro, NC

Previous Registrations

2010-09-15 → 2025-03-06

Ic Advisory Services, Inc.

Swansboro, NC

Bedminster, NJ
2009-02-27 → 2010-09-15

Next Financial Group, Inc.

Houston, TX

Swansboro, NC
2003-02-13 → 2009-03-04

Banc Of America Investment Services, Inc.

Jacksonville, NC

Jacksonville, NC

Other Businesses

1. SIMPSON WEALTH MANAGEMENT, DBA, SOLE PROPRIETOR. INVESTMENTS,INSURANCE SALES.TRADE STOCKS, OFFER VARIABLE ANNUTIIES, FIXED AND LIFE INSURANCE PRODUCTS. DEVOTE 200 + HRS/MO. ESTABLISHED 02/24/2009.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-12-23
S63	Uniform Securities Agent State Law Examination	2000-08-30

S66 Uniform Combined State Law Examination

2002-12-23
S63 Uniform Securities Agent State Law Examination

2000-08-30

View on SEC IAPD