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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-09-12 |
| AZ | RA | APPROVED | 2018-10-04 |
| MA | RA | APPROVED | 2018-02-06 |
| TX | RA | APPROVED | 2017-10-02 |
Branch Locations
Colleyville, TX • United States
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sws Financial Services | Arlington | TX | 11/2010 | Present |
1] Wallace Wealth Management; DBA in which I also sell Life insurance and long term care insurance sales, Investment related, Colleyville, TX, Owner/Agent, Started March 2019, No time devoted during business hrs unless a client asks, zero time devoted during non-business hrs, Live and long term care insurance agent. 2] Wood Waste Solutions LP; Investment-related position, Mansfield, TX, Recycling Business, Owner (30%), Investor/Financial Consultant, Start date 8/21/2024, 12 hrs/per month non-business hours, 8 hrs/per month business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-27 |
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