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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-20 |
| CA | RA | APPROVED | 2020-06-01 |
Branch Locations
3701 Wilshire Blvd Ste 1050, Los Angeles, CA 90010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Los Angeles | CA | 05/2014 | 03/2017 |
| Mml Investors Services, Llc | Los Angeles | CA | 03/2017 | 05/2020 |
| Massmutual Life Insurance Co | Los Angeles | CA | 07/2016 | 05/2020 |
| Lpl Financial, Llc | Los Angeles | CA | 05/2020 | Present |
1. 10/01/2019 - TAETRUST INC/ THIRD PARTY ADMINISTRATOR (TPA)/ INVESTMENT RELATED/ 10%/ LOS ANGELES, CA 2. 01/01/2008 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 17809 HALSTED ST UNIT 217, NORTHRIDGE, CA 91325
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-11 |
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