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Current Employers
Asset Allocation Strategies, Llc

33335 Grand River, Farmington, MI 48336 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-06
MI RA APPROVED 2025-01-06
  • FL RA
    APPROVED
    Since 2026-04-06
  • MI RA
    APPROVED
    Since 2025-01-06

Branch Locations

Wilton Manors, FL • United States

33335 Grand River, Farmington, MI 48336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glp And Associates Farmington MI 03/2000 Present
Im & Im Services, Inc. Luna Pier MI 04/1999 Present
Glp Investment Services Farmington MI 11/2000 Present
Asset Allocation Strategies, Llc Farmington MI 10/2017 Present
  • 03/2000 → Present
    Glp And Associates
    Farmington, MI
  • 04/1999 → Present
    Im & Im Services, Inc.
    Luna Pier, MI
  • 11/2000 → Present
    Glp Investment Services
    Farmington, MI
  • 10/2017 → Present
    Farmington, MI
Other Businesses

1)LUNA PIER HARBOR PROPERTIES, LLC | INVESTMENT RELATED | LOCATION: WILTON MANORS, FL | NATURE: PURCHASE AND RENTAL OF RESIDENTIAL AND COMMERCIAL PROPERTIES | POSITION: OWNER | START DATE: 4/2009 | 2 HOURS PER MONTH (DURING TRADING HOURS) | DUTIES: OVERSEE BUSINESS / HIRE OUT MAINTENANCE. 2)LP LAKE RENTALS, LLC | INVESTMENT RELATED | LOCATION: WILTON MANORS, FL | NATURE: RENTALS | POSITION: OWNER | START DATE: 2012 | 2 HOURS PER MONTH (DURING TRADING HOURS) | DUTIES: COLLECT RENT, OVERSEE BUSINESS. 3)IM & IM SERVICES, INC | NOT INVESTMENT RELATED | LOCATION: LUNA PIER, MI | NATURE: FLOW-THROUGH COMMISSIONS FOR TAX PURPOSES | POSITION: OWNER | START DATE: 1999 | HOURS/MO:10 | DUTIES: BOOKKEEPING. 4)GLP & ASSOCIATES | INVESTMENT RELATED | LOCATED IN FLORIDA, SUPERVISED FROM FARMINGTON MI | NATURE: LIFE INSURANCE/ANNUITY SALES | POSITION: INSURANCE AGENT | START DATE: 3/2000 | HOURS/MO: 70 | DURING TRADING HOURS: 80 | DUTIES: LIFE INSURANCE AND FIXED/INDEX ANNUITY SALES AND SERVICING INSURANCE CLIENTS. 5)ASSET ALLOCATION STRATEGIES, LLC | INVESTMENT RELATED | LOCATED IN FLORIDA, SUPERVISED FROM FARMINGTON, MI | NATURE: INVESTMENT ADVISOR | POSITION: IAR | START DATE: 10/2017 | HOURS/MO: 70 | DURING TRADING HOURS: 80 | DUTIES: SOLICIT, SERVICE, ACTIVELLY MANAGE ADVISORY ACCOUNTS/CLIENTS. 6)LP MINI-MANSION, LLC | INVESTMENT RELATED | LOCATION: LUNA PIER, MI | NATURE: RENTAL PROPERTY | POSITION: OWNER | START DATE: 11/2023 | HOURS/MO: 3 (NOT DURING TRADING HOURS) | DUTIES: GUEST MANAGEMENT, CLEANUP/PREP CHECK-IN, ACCOUNTING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-13
S63 Uniform Securities Agent State Law Examination 2000-08-02
  • S65 Uniform Investment Adviser Law Examination
    2017-10-13
  • S63 Uniform Securities Agent State Law Examination
    2000-08-02

View on SEC IAPD

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