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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Devils Lake | ND | 07/2000 | 11/2017 |
| Lpl Financial Llc | Devils Lake | ND | 11/2017 | 01/2025 |
| Ameriprise Financial Services, Llc | Devils Lake | ND | 01/2025 | Present |
Independent Insurance Brokering; American Equity; 01/01/2020; Fixed Annuity. Business Ownership; Eagle Properties LLC; Owner; Real Estate; 441 Towner Dr NE, , Devils Lake , ND, 58301; Not Investment-Related; 04/27/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Lake Region Baseball Boosters; Board Member; PO Box 1061, , Devils Lake, ND, 58301; Not Investment-Related; 04/01/2021; 1 to 9 hours per month; 0 during trading hours / Lake Region State College Athletic Boosters; General Member; 1801 College Drive N, , Devils Lake, ND, 58301; Not Investment-Related; 07/31/2022; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Door Dash; Delivery Drive; Door Dash; 441 Towner Drive NE, , Devils Lake, ND, 58301; Not Investment-Related; 04/10/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-03 |
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