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Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-20
  • IL RA
    APPROVED
    Since 2023-06-20

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

Melrose Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Chicago IL 10/2014 10/2021
Tiaa Chicago IL 10/2014 10/2021
Nationwide Investment Services Corp Columbus OH 09/2019 10/2021
Park Avenue Securities Chicago IL 03/2022 11/2022
Guardian Life Insurance Company Chicago IL 12/2021 11/2022
Transamerica Investors Securities Corporation Melrose Park IL 05/2023 06/2023
Transamerica Life Insurance Company Melrose Park IL 05/2023 06/2023
Unemployed Melrose Park IL 11/2022 04/2023
True Financial Group Llc Melrose Park IL 08/2020 Present
Voya Financial Melrose Park IL 06/2023 Present
Voya Financial Partners, Llc Melrose Park IL 06/2023 Present
Voya Retirement Advisors, Llc Melrose Park IL 06/2023 Present
Loyola University Medical Center Maywood IL 07/2023 Present
  • 10/2014 → 10/2021
    Chicago, IL
  • 10/2014 → 10/2021
    Tiaa
    Chicago, IL
  • 09/2019 → 10/2021
    Nationwide Investment Services Corp
    Columbus, OH
  • 03/2022 → 11/2022
    Park Avenue Securities
    Chicago, IL
  • 12/2021 → 11/2022
    Guardian Life Insurance Company
    Chicago, IL
  • 05/2023 → 06/2023
    Transamerica Investors Securities Corporation
    Melrose Park, IL
  • 05/2023 → 06/2023
    Transamerica Life Insurance Company
    Melrose Park, IL
  • 11/2022 → 04/2023
    Unemployed
    Melrose Park, IL
  • 08/2020 → Present
    True Financial Group Llc
    Melrose Park, IL
  • 06/2023 → Present
    Voya Financial
    Melrose Park, IL
  • 06/2023 → Present
    Voya Financial Partners, Llc
    Melrose Park, IL
  • 06/2023 → Present
    Melrose Park, IL
  • 07/2023 → Present
    Loyola University Medical Center
    Maywood, IL
Previous Registrations
Other Businesses

1.) True Financial Group LLC dba ARH Solutions; Not investment related; 1119 N. 22nd Ave Melrose Park, IL 60160; LLC for rental income; Managing Member; 08/2020; 10 hour per month; 0 hours per month during trading hours; LLC for rental income from two residential properties and one commercial vehicle. Duties also include scheduling reservations and maintenance. 2.) Loyola University Medical Center; Not investment related; 2160 S 1st Ave. Maywood, IL 60153. Hospital; Patient Transporter; 07/17/2023 ; 60-80 hours per month; 0 hours per month during trading hours; Transport patients throughout the hospital by wheelchair, stretcher, or bed to wherever they need to go for testing or procedures.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-13
S63 Uniform Securities Agent State Law Examination 2014-11-07
S65 Uniform Investment Adviser Law Examination 2001-02-27
  • S66 Uniform Combined State Law Examination
    2017-01-13
  • S63 Uniform Securities Agent State Law Examination
    2014-11-07
  • S65 Uniform Investment Adviser Law Examination
    2001-02-27
Other Names
  • Al Horton
  • Algie Rowland Horton
  • Algie Horton

View on SEC IAPD

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