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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Chicago | IL | 10/2014 | 10/2021 |
| Tiaa | Chicago | IL | 10/2014 | 10/2021 |
| Nationwide Investment Services Corp | Columbus | OH | 09/2019 | 10/2021 |
| Park Avenue Securities | Chicago | IL | 03/2022 | 11/2022 |
| Guardian Life Insurance Company | Chicago | IL | 12/2021 | 11/2022 |
| Transamerica Investors Securities Corporation | Melrose Park | IL | 05/2023 | 06/2023 |
| Transamerica Life Insurance Company | Melrose Park | IL | 05/2023 | 06/2023 |
| Unemployed | Melrose Park | IL | 11/2022 | 04/2023 |
| True Financial Group Llc | Melrose Park | IL | 08/2020 | Present |
| Voya Financial | Melrose Park | IL | 06/2023 | Present |
| Voya Financial Partners, Llc | Melrose Park | IL | 06/2023 | Present |
| Voya Retirement Advisors, Llc | Melrose Park | IL | 06/2023 | Present |
| Loyola University Medical Center | Maywood | IL | 07/2023 | Present |
1.) True Financial Group LLC dba ARH Solutions; Not investment related; 1119 N. 22nd Ave Melrose Park, IL 60160; LLC for rental income; Managing Member; 08/2020; 10 hour per month; 0 hours per month during trading hours; LLC for rental income from two residential properties and one commercial vehicle. Duties also include scheduling reservations and maintenance. 2.) Loyola University Medical Center; Not investment related; 2160 S 1st Ave. Maywood, IL 60153. Hospital; Patient Transporter; 07/17/2023 ; 60-80 hours per month; 0 hours per month during trading hours; Transport patients throughout the hospital by wheelchair, stretcher, or bed to wherever they need to go for testing or procedures.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-07 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-27 |
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