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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-11 |
| NY | RA | APPROVED | 2023-04-21 |
Branch Locations
Boca Raton, FL • United States
2500 Westchester Ave Suit 210, Purchase, NY 10577 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Altium Wealth Management Llc | Purchase | NY | 10/2010 | 04/2023 |
| Mass Mutual | Purchase | NY | 10/2010 | Present |
| Hightower Advisors | Chicago | IL | 04/2023 | Present |
1- Insurance Agent - Mass Mutual 2 - AUTHORED A BOOK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-22 |
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