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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-07-13
TX RA APPROVED 2009-07-10
  • OH RA
    APPROVED
    Since 2009-07-13
  • TX RA
    APPROVED
    Since 2009-07-10

Branch Locations

6063 Frantz Rd Ste 201, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 07/2009 Present
Previous Registrations
Other Businesses

1. LA FINANCIAL GROUP LLC, 9470 DUBLIN RD, POWELL, OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 07/10/09, INV REL, 5 HR/WK- 5 TRADING HR. 2. REAL ESTATE SALES/RENTAL, 6306 MEMORIAL DRIVE, DUBLIN, OH, 07/01/07 ,NIR, 8 HR/MO 2/TRADING HR. 3. LOWERY REALTY HOLDING COMPANY, LLC, 6306 MEMORIAL DR, DUBLIN, OH, 02/19/21, Owner, Real Estate, INV REL, 0 HR/MO- 0/TRADING HR. 4. DBA- LA FINANCIAL GROUP LLC, 9470 DUBLIN RD, POWELL, OH. BEGAN 07/02/2009 AS MANAGING MEMBER. DEVOTES 40 HRS/WK. 30 HRS DURING TRADING. 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 07/10/09. 6. LA REAL ESTATE HOLDINGS, LLC, 9470 DUBLIN RD, POWELL, OH, PROPERTY OWNER, 08/11/14. NIR-1 HR/MO-0/TRADING. 7. LA FINANCIAL GROUP, 6306 MEMORIAL DR, DUBLIN OH, PRIVATE LENDER, 09/12/2018. UNIQUE SMALL DOLLAR LOAN TO A NON-CLIENT FRIEND. NIR-0/WK-0/TRADING. 8. WHEATLY LLC, 6306 MEMORIAL DR, DUBLIN, OH, 08/09/2019. LLC TO OWN RENTAL PROPERTY. NIR-2/MO-0/TRADING. 9. WVLZE INVESTMENTS LLC, 6306 MEMORIAL DR, DUBLIN, OH, REAL ESTATE SALES, MORTGAGE BROKER, 03/01/08, NIR, 8 HR/MO- 0/TRADING HR. 10. KEY LLC, 6306 Memorial Drive, Dublin OH 43017, REAL ESTATE SALES, MORTGAGE BROKER, 08/2021, NIR, 6 HR/MONTH 0 HR/MONTH TRADING 11. 862 CHAMBERS, LLC, 6306 Memorial Dr, Dublin OH 43017, 02/2008, Owner, Real Estate, NIR, 0HR/MO - 0HR/MO Trading. 12. 1665 RHODA AVE, LLC, 6306 Memorial Dr, Dublin OH 43017, 03/2008, Owner, Real Estate, NIR, 0HR/MO - 0HR/MO Trading. 13. LANCE LOWERY, 6306 memorial Dr, Dublin OH 43017, 02/01/2024, Coach, Sport/Fitness/Gaming, NIR, 20 HR/MO, 0 HR/MO TRADING. 14. LL CORP, 6306 memorial Dr, Dublin OH 43017, 12/01/2023, Owner, Real Estate, NIR, 1 HR/MO, 0 HR/MO TRADING. 15. 5625 TUTTLE CROSSING, LLC, 6306 Memorial Dr, Dublin, OH 43017, 06/2026, Owner, Real Estate, NIR, 1 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-02-28
  • S63 Uniform Securities Agent State Law Examination
    2004-02-28

View on SEC IAPD

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