Kathryn A Zimmerman

Current Employers

Employment History

• 05/2015 → 01/2018
  Asset Strategy Advisors, Llc
  Natick, MA
• 01/2018 → 08/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2018 → 08/2023
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2023 → Present
  Osaic Wealth, Inc.
  Salem, NH

Previous Registrations

• 2018-03-01 → 2023-08-04
  Cambridge Investment Research Advisors, Inc.
  Smithfield, RI
  Smithfield, RI
  Smithfield, RI
• 2015-05-20 → 2018-01-26
  Asset Strategy Advisors, Llc
  Wayland, MA
• 2014-01-23 → 2015-04-29
  Tiaa-Cref Individual & Institutional Services, Llc
  Providence, RI
• 2013-02-21 → 2013-10-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wellesley Hills, MA
  Cambridge, MA
  Newton, MA
  Wellesley Hills, MA
  Newton, MA
  Burlington, MA

Other Businesses

1) SMITHFIELD PUBLIC SCHOOLS/HEAD TRACK COACH POSITION: Head Track Coach, Gallagher Middle School NATURE: Public School INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/04/2020 ADDRESS: 49 Farnum Pike, Smithfield RI 02917, United States DESCRIPTION: 8 weeks a year during the spring season, I coach track at Gallagher Middle School. 2) STRATEGIC RETIREMENT BENEFITS GROUP, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2023 ADDRESS: 23 Keewaydin Drive, Suite 205, Salem NH 03079, United States DESCRIPTION: Sales/marketing of securities & investment advisory products 3) GENX FINANCIAL LLC POSITION: Retirement Plan Educator NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/11/2023 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: GenX Financial is the LLC that facilitates payroll and benefits for Innovative Financial Group employees. 4) STRATEGIC RETIREMENT BENEFITS GROUP,LLC- FIXED INSURANCE POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2024 ADDRESS: 23 Keewaydin Drive, Suite 205, Salem NH 03079, United States DESCRIPTION: Sales/marketing Fixed Annuities & non-variable insurance. 5) THE SRB GROUP-RETIREMENT PLAN EDUCATOR POSITION: Retirement Plan Educator NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/11/2023 ADDRESS: 23 Keewaydin Drive, Suite 205, Salem NH 03079, United States DESCRIPTION: Provide enrollment and education workshops for The SRB Group 401k Plan participants. Working in conjunction with Michaela Scott. Separate role from RR & IAR.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-03-30
• S66 Uniform Combined State Law Examination
  2002-12-19

Other Names

• Kathryn Gazzara
• Kate Lytle
• Kathryn A Gazzara
• Kathryn A Lytle
• Kathryn A Gazzara