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Jacob Richter Fox

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-16
IL RA APPROVED 2021-07-12
  • TX RA
    APPROVED_RES
    Since 2022-11-16
  • IL RA
    APPROVED
    Since 2021-07-12

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Chicago IL 11/2018 06/2021
Northern Trust Chicago IL 12/2003 11/2018
Deutsche Bank Trust Company Americas (Affiliate Of Dbsi) Chicago IL 03/2019 06/2021
Jpmorgan Chase Bank Na Chicago IL 06/2021 Present
Jpmorgan Securities Llc Chicago IL 06/2021 Present
  • 11/2018 → 06/2021
    Deutsche Bank Securities Inc.
    Chicago, IL
  • 12/2003 → 11/2018
    Northern Trust
    Chicago, IL
  • 03/2019 → 06/2021
    Deutsche Bank Trust Company Americas (Affiliate Of Dbsi)
    Chicago, IL
  • 06/2021 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 06/2021 → Present
    Jpmorgan Securities Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-07
S63 Uniform Securities Agent State Law Examination 2019-06-12
  • S65 Uniform Investment Adviser Law Examination
    2019-10-07
  • S63 Uniform Securities Agent State Law Examination
    2019-06-12
Other Names
  • Jacob R Fox

View on SEC IAPD

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