John Clinton Brandt

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-12-03
NY	RA	APPROVED	2021-04-16

TX RA
APPROVED_RES

Since 2024-12-03
NY RA
APPROVED

Since 2021-04-16

Branch Locations

2290 East Ave 3Rd Floor, Rochester, NY 14610-2567 • United States

Farmington, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Rochester	NY	07/2000	03/2020
Ameriprise Financial Services, Llc	Rochester	NY	03/2020	Present

07/2000 → 03/2020

Ameriprise Financial Services, Inc.

Rochester, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Rochester, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-07

S66 Uniform Combined State Law Examination

2000-09-07

Other Names

John Brandt