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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-22
CA RA APPROVED 2008-04-23
NJ RA APPROVED 2002-06-28
  • TX RA
    APPROVED_RES
    Since 2017-06-22
  • CA RA
    APPROVED
    Since 2008-04-23
  • NJ RA
    APPROVED
    Since 2002-06-28

Branch Locations

2111 Palomar Airport Rd Ste 340, Carlsbad, CA 92011-1455 • United States

500 N Franklin Tpke Ste 312A, Ramsey, NJ 07446 • United States

Escondido, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Carlsbad CA 09/2005 03/2020
Ameriprise Financial Services, Llc Carlsbad CA 03/2020 Present
Other Businesses

Business Ownership; NJ2CA, LLC; Co-owner; Ameriprise Franchise expenses; 2111 Palomar Airport Road, Suite 340, , Carlsbad, CA, 92011; Not Investment-Related; 01/01/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-16
  • S66 Uniform Combined State Law Examination
    2000-10-16
Other Names
  • Rodrigo Manuel Oliva
  • Rodrigo Manuel Olivia
  • Rod Oliva
  • Rodrigo Manuel Oliva

View on SEC IAPD

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