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Dora L Valles

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-10
  • CA RA
    APPROVED
    Since 2024-01-10

Branch Locations

4401 Crenshaw Blvd, Los Angeles, CA 90043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Seal Beach CA 05/2000 12/2023
5 Stars Delivery Service Downey CA 06/2013 12/2023
Charles Schwab & Co., Inc. Seal Beach CA 02/2022 12/2023
J.P. Morgan Securities Llc Los Angeles CA 01/2024 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 01/2024 Present
Charles Schwab Seal Beach CA 02/2022 12/2023
Td Ameritrade Investment Management, Llc Seal Beach CA 04/2010 09/2023
  • 05/2000 → 12/2023
    Td Ameritrade, Inc.
    Seal Beach, CA
  • 06/2013 → 12/2023
    5 Stars Delivery Service
    Downey, CA
  • 02/2022 → 12/2023
    Charles Schwab & Co., Inc.
    Seal Beach, CA
  • 01/2024 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 01/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 02/2022 → 12/2023
    Charles Schwab
    Seal Beach, CA
  • 04/2010 → 09/2023
    Td Ameritrade Investment Management, Llc
    Seal Beach, CA
Previous Registrations
  • 2022-01-26 → 2024-01-18
    Charles Schwab & Co., Inc.
    Long Beach, CA
    Long Beach, CA
    Brea, CA
    Seal Beach, CA
  • 2010-04-06 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Long Beach, CA
  • 2010-04-05 → 2022-10-14
    Td Ameritrade, Inc.
    Long Beach, CA
    Sylvania, OH
    Long Beach, CA
    Brea, CA
    Seal Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-31
  • S66 Uniform Combined State Law Examination
    2010-03-31
Other Names
  • Dora Valles
  • Dora L Valles
  • Dora Luz Valles
  • Dora Luz Valles Vasquez
  • Dora L Valles Vasquez
  • Dora L Valles-Vazquez
  • Dora L Vazquez

View on SEC IAPD

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