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William Lewis Dusett

LPl Enterprise, LLC

Southborough, MA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-14
  • MA RA
    APPROVED
    Since 2024-11-14

Branch Locations

257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Marlborough MA 01/2001 Present
Pruco Securities, Llc. Marlborough MA 07/2001 11/2024
Lpl Enterprise, Llc Marlborough MA 11/2024 Present
Previous Registrations
Other Businesses

1) 11/15/2024- Cavalcade Collectibles- Assisting my son selling his comic book collection on-line- Not INV Related- At Vienna, VA- Start date 01/01/2021- 5 HRS MTH- 0 HRS During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-08
  • S66 Uniform Combined State Law Examination
    2000-12-08
Designations
Other Names
  • Bill Dusett

View on SEC IAPD

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