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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-14 |
Branch Locations
257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Marlborough | MA | 01/2001 | Present |
| Pruco Securities, Llc. | Marlborough | MA | 07/2001 | 11/2024 |
| Lpl Enterprise, Llc | Marlborough | MA | 11/2024 | Present |
1) 11/15/2024- Cavalcade Collectibles- Assisting my son selling his comic book collection on-line- Not INV Related- At Vienna, VA- Start date 01/01/2021- 5 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-08 |
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