Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
FL RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • FL RA
    APPROVED
    Since 2008-01-01

Branch Locations

1699 Us Hwy 41 Bypass S, Venice, FL 34293 • United States

Venice, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Venice FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Venice FL 11/2016 Present
Previous Registrations
  • 2001-11-14 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Venice, FL
    Venice, FL
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-10-09
  • S63 Uniform Securities Agent State Law Examination
    2000-10-09

View on SEC IAPD

More in Venice, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor