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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-24 |
| PA | RA | APPROVED | 2011-02-08 |
Branch Locations
2100 Georgetown Drive Suite 500, Sewickley, PA 15143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Sewickley | PA | 06/2009 | Present |
1. Business Name: Punkin & Punkin LLC Investment Related (Y or N): N Business Address (City, State): Wexford, PA (mostly online) Nature of the business: LuLaRoe - my wife will be selling these clothes via their online sales system / social media. The sales will run through this LLC. Relationship/position: 50% Sole Proprietor / Owner / Partner Start Date: 02/2017 Time spent during trading hours: 0 Time spent outside of trading hours: 10 Description: The principal business of selling/marketing clothing online. Clothing options will be determined by my wife as a side project/hobby. She will be responsible for most aspects of the company, I will help manage/track the revenues/expenses 3. *417280 -Power of Attorney; Investment related - Yes; Pittsburgh, Pennsylvania; 02/2021; During business hours: 0; After business hours: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-02 |
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