Ryan Christophe Rupert

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-12-19
FL	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2016-12-19
FL RA
APPROVED

Since 2009-06-01

Branch Locations

117 Herald Court Suite 113, Punta Gorda, FL 33950 • United States

Punta Gorda, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Punta Gorda	FL	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Punta Gorda, FL
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-05-24 → 2009-06-01

Morgan Stanley & Co. Llc

Ft. Myers, FL

Punta Gorda, FL
2006-06-30 → 2007-05-25

Citigroup Global Markets Inc.

Punta Gorda, FL

Other Businesses

*262466 - Willow Pens LLC; Investment related; Punta Gorda, FL; Land ownership; Owner/partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2017; During business hours: 0; After business hours: 4.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-06-30
S65	Uniform Investment Adviser Law Examination	2006-06-21

S63 Uniform Securities Agent State Law Examination

2006-06-30
S65 Uniform Investment Adviser Law Examination

2006-06-21

Other Names

Ryan Christopher Rupert

View on SEC IAPD