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John Anthony Falco

Equity Services, Inc.

Melville, NY

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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-22
  • NY RA
    APPROVED
    Since 2021-06-22

Branch Locations

225 Broadhollow Road Suite 301, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services, Inc. Montpelier VT 11/2015 Present
Other Businesses

*INSURANCE BROKERAGE DBA THE FALCO GROUP, ONE JERICHO PLAZA, WING A - SUITE 101, JERICHO NY 11753. INV REL. INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING NATIONAL LIFE INSURANCE COMPANY, PROPRIETOR/OWNER. 08/2009. 40 HRS/MO; DURING TRADE HRS. INSURANCE SALES & SERVICE SUCH AS LIFE, HEALTH, DISABILITY, AND LONG TERM CARE INSURANCES. *NATIONAL LIFE INS CO, ONE JERICHO PLAZA, WING A - SUITE 101, JERICHO NY 11753. INV REL. SALES AGENT, 01/1985 TO PRESENT - 160 HRS DURING TRADING HRS - I AM AN AGENT BROKER FROM AN NLV AGENCY. *WEALTHBRIDGE FINANCIAL GROUP, ONE JERICHO PLAZA, WING A - SUITE 101, JERICHO NY 11753. INV REL. SALES AGENT, 01/1985 TO PRESENT - 160 HRS DURING TRADING HRS - I AM AN AGENT BROKER FROM AN NLV AGENCY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-11
  • S63 Uniform Securities Agent State Law Examination
    2000-09-11

View on SEC IAPD

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