Matthew Clay Smith

Current Employers

Collar Capital Management, Llc

100 West Lawrence St. Suite 418, Appleton, WI 54911 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2025-07-17

CA RA
APPROVED_RES

Since 2025-07-17

Branch Locations

Santa Barbara, CA • United States

100 West Lawrence St. Suite 418, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
St. Cloud Capital, Llc	Los Angeles	CA	05/2017	Present
Collar Capital Management, Llc	Appleton	WI	07/2025	Present
Mcs: Banc Of California	Los Angeles	CA	07/2015	05/2017

05/2017 → Present

St. Cloud Capital, Llc

Los Angeles, CA
07/2025 → Present

Collar Capital Management, Llc

Appleton, WI
07/2015 → 05/2017

Mcs: Banc Of California

Los Angeles, CA

Other Businesses

1) St. Cloud Capital, LLC, Private investment firm, Investment-related, Los Angeles, CA, Managing Director, Start date: 5/2017,approximate 100 hr/month, 100 hours during trading hours. 2) Grizzly Growth Capital, Pooled Investment Vehicle, Investment-related, Location, CEO, Start date: , approximate 100 hr/month, 0 hours during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-10-12

S63 Uniform Securities Agent State Law Examination

2007-10-12

Other Names

Matt Smith

View on SEC IAPD